Rules and Conditions

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  • Condition GAT017: Gateway delivery requirements

    Schools receiving Gateway funding must do all of the following: Develop individual learning plans for funded learners Enter into a written agreement with each employer providing workplace learning, recording the objectives and the duration of any placement before the placement commences Ensure that each learner is provided with any tools, equipment, safety clothing and tuition materials that ma…

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    Rule or condition
  • Condition GAT018: Gateway funding exclusions

    Gateway funding must not be used for any of the following: Activities already funded by the Crown Charging for the school space used by the Gateway Co-ordinator Charging for the use of school office services, except for additional staff resources needed to meet Gateway requirements.

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    Rule or condition
  • Condition GAT027: Gateway performance requirements

    Schools receiving Gateway funding must achieve the following targets: An average occupancy level of at least 75% over the calendar year The average number of credits achieved per learner must meet or exceed the national standard of 10 credits on the New Zealand Qualifications Framework.

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    Rule or condition
  • Condition GEN014: Non-duplication of funding

    Tertiary education organisations (TEOs) must: not seek or obtain funding from any other Crown source to fund the same part of the TEO's activities funded by the Tertiary Education Commission (TEC), unless authorised by the TEC notify the TEC immediately the TEO becomes aware of any circumstances that might result in a breach of this condition.

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    Rule or condition
  • Condition GEN015: Funding recovery methods

    Where funding is owed by a tertiary education organisation (TEO) to the Tertiary Education Commission (TEC), it will be recovered by one or more of the following methods: A reduction in the next payment due If the next payment due is not large enough, then the TEC will also issue a 'letter of demand' for the remaining funding to be repaid Set-off against any funding or money payable to the TEO …

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    Rule or condition
  • Condition GEN016: Funding - financial risk

    Every tertiary education organisation (TEO) to which funding is payable by the Tertiary Education Commission (TEC) must, if required on reasonable grounds, satisfy the TEC that the TEO's financial viability or other circumstances: will not put funding paid to the TEO at risk are not such that payments to the TEO may be unjustified will not put the delivery of funded courses and qualifications t…

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    Rule or condition
  • Condition MOR003: Monitoring - non-TEI information requirements

    In relation to monitoring, private training establishments, rural education activities programmes, and schools must do all the following: Make available any financial reports, statistical or other information necessary to demonstrate compliance with any condition attached to any funding, at the request of the TEC* Inform learners when they enrol that their records may be accessed for monitoring…

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    Rule or condition
  • Condition MOR006: TEI details of SSP

    Tertiary education institutions (TEIs) must comply with the accountability and reporting requirements as detailed below. This does not limit any accountability and reporting requirements a TEI may have under its Investment Plan agreed with the Tertiary Education Commission (TEC). The TEI must: Supply Statements of Service Performance and financial viability reporting in accordance with sections…

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    Rule or condition
  • Condition MOR010: Accountability and reporting requirements—REAPs and schools

    Rural Education Activities Programmes (REAPs) and schools must contact the Tertiary Education Commission (TEC) with any changes in circumstances that may affect funding eligibility, including the ability to meet the conditions of the Investment Plan or any funding agreement with the TEC.

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    Rule or condition
  • Condition MOR021: Gateway reporting

    The following forms must be completed and submitted to the Tertiary Education Commission (TEC) in accordance with the Gateway Handbook: Gateway student details form Gateway student withdrawal form Three month labour market outcome form The details of learner credit results.

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    Rule or condition
  • Condition MOR022: Gateway financial accounting - management of any credit balance

    Schools must keep sufficient financial records and accounts relating to funds received and paid out for the purposes of Gateway delivery to enable a balance to be identified both throughout the year and at the end of each calendar year. Schools must negotiate with the Tertiary Education Commission regarding the use of any credit balance that may have accrued.

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    Rule or condition
  • Condition MOR106: Notification of changes in circumstances

    Tertiary education organisations (TEOs) must contact the Tertiary Education Commission (TEC) in the following situations: Any loss or damage to records that might affect the TEC’s ability to audit the TEO Changes in circumstances that may impact on funding eligibility Change in circumstances that may affect the TEO's ability to meet the conditions of the Investment Plan agreed with the TEC or t…

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    Rule or condition
  • ENR054: Enrolment offer - generic form

    Tertiary education organisations can use the Ministry of Education's generic enrolment form and add fields, but they must capture in the form the mandatory information detailed in the Single Data Return manual.

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    Rule or condition
  • ENR071: Electronic enrolment - issuing student identification

    Tertiary education organisations (TEOs) must use current generally accepted standards of encryption for electronic learner enrolment processes. The TEO must then apply one or more of the following options for issuing authenticated identification: Authentication in person Postal applications Internet applications.

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    Rule or condition
  • Rule ENR019: Learner applications for enrolment - publishing requirement

    When publishing admission information, the tertiary education organisation (TEO) must ensure it is accessible, appropriate, stable and timely as follows: Before learners enrol, TEOs must publish admission information in a calendar, prospectus, application form or other publications reasonably available to learners Admission information must include all the following: Admission requirements…

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    Rule or condition
  • Rule ENR021: Admission restrictions - grounds

    Tertiary education organisations (TEOs) may restrict the admission of learners through any of the following: Minimum entry standards for qualifications or courses Requirements for satisfactory academic progress Requirements for academic completion Setting admission limits in line with the TEO's Student Achievement Component funding level approved in its Plan.

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    Rule or condition
  • Rule ENR022: Admission restrictions - criteria set by a national agency

    Subject to the Education Act 1989, tertiary education organisations must restrict the admission of learners in the case of qualifications or courses that have admission criteria set by a national agency.

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    Rule or condition
  • Rule ENR023: Admission regulations - preferential placement

    Tertiary education organisations must ensure their admission regulations specify the basis on which admission with preferential placement may occur.

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    Rule or condition
  • Rule ENR026: Learner applications for enrolment - record-keeping

    Tertiary education organisations must keep admission records that: confirm whether they have admitted, re-admitted or not admitted each learner are an auditable record of admission decisions with relevant documentation until the period has passed in which learners may appeal against an admission decision.

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    Rule or condition
  • Rule ENR027: Learner applications for enrolment - notification requirement

    Tertiary education organisations (TEOs) must: notify learners of any documentation they need to submit, for example they may require learners who have studied with another TEO to provide an academic record not claim valid enrolments for Student Achievement Component (SAC) funding on the basis of applications for admission and enrolment alone. The additional requirements for a valid enrolment fo…

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    Rule or condition
  • Rule ENR031: Verifying learner identity - evidence

    Tertiary education organisations must record sightings of documents of identity, date of birth, citizenship and residency. The person who sighted the documents must sign and date the learner’s enrolment record.    Note: TEOs do not need to retain copies of documents of identity, date of birth, citizenship and residency after they have recorded their sighting on the learner’s record. Learner…

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    Rule or condition
  • Rule ENR032: Verifying learner identity - identification documents

    Tertiary education organisations must use the identification documents described in the following table to verify learner identity:   Learner status Evidence of identity New Zealand citizens (domestic students) New Zealand citizens must supply one of the following: Passport. If a learner is recorded as a child on their parent's passport, they may use their parent's passport as evidence of…

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    Rule or condition
  • Rule ENR033: Verifying learner identity - persons authorised to verify documents

    A verified copy of an original document is acceptable for verifying identity. A verified copy is a photocopy that has been confirmed and signed by an authorised person who has sighted the original document. An authorised person is a person listed in the Oaths and Declarations Act 1957 as able to take declarations. This person could be a: Barrister or Solicitor of the High Court Justice of the…

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    Rule or condition
  • Rule ENR038: National Student Index - data storage

    Tertiary education organisations must store all identity information recorded in the learner’s National Student Index record, such as: Name Gender Date of birth Residential status The sighting of verification documents.

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    Rule or condition
  • Rule ENR042: Admission and enrolment - requirements

    Tertiary education organisations may design and use their own internal policies and processes for managing learner admission and enrolment as long so they cover all 11 steps below and meet the requirements of the Education Act 1989: The TEO provides information on qualifications, including courses The learner applies to the TEO for admission and enrolment (separately or together) The TEO verifi…

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    Rule or condition
  • Rule ENR043: Admission and enrolment - auditing

    A tertiary education organisation’s policies on learner admission and enrolment must result in an auditable process, which may be electronic or paper-based.   Note: this applies to industry trainees as well as instititution-based students.

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    Rule or condition
  • Rule ENR049: Entry restriction - requirements

    For courses or qualifications with selection criteria or restrictions, a tertiary education organisation must do both of the following: Ensure its council (in the case of tertiary education institutions) or committee or individual staff member with delegated authority determines the: maximum number of learners who may be enrolled in a particular qualification or course for a particular year…

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    Rule or condition
  • Rule ENR051: Enrolment offer - conditions

    Tertiary education organisations (TEOs) may make an enrolment offer in writing or electronically, provided the offer meets all the following: Is clearly made on behalf of the TEO Is in a form that the learner and the TEO can retain Results in a permanent record held by the TEO.

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    Rule or condition
  • Rule ENR055: Enrolment offer - TEO signature

    The tertiary education organisation (TEO) must sign learners’ enrolment forms, on paper or electronically, to declare the documentation is accurate and complete. Once the TEO has made this declaration, it must include the learners' information in the Single Data Return.

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    Rule or condition
  • Rule ENR058: Enrolment contract - confirmation

    Tertiary education organisations must confirm a learner’s enrolment by one of the following: The issue of a receipt for payment for fees/course costs The issue of a student identification card A letter with details of the learner’s courses. TEOs must validate learners' signed enrolment forms by countersigning them.

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    Rule or condition
  • Rule ENR062: Enrolment contract - re-enrolment

    If a tertiary education organisation (TEO) requires a learner to re-enrol to continue studying for another teaching period, the TEO must enter into a new enrolment contract with the learner.

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    Rule or condition
  • Rule ENR064: Enrolment contract - changes

    If a learner changes their enrolment or withdraws from one or more courses, the tertiary education organisation (TEO) must update the learner’s enrolment contract to reflect the change(s). The TEO must send a copy of the updated enrolment contract to the learner.

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    Rule or condition
  • Rule ENR089: Records - learner programme of study

    Tertiary education organisations must record the following details of each learner’s programme of study: Confirmation of the learner’s application, admission, enrolment contract and payment of tuition fees and associated costs The qualification(s) in which the learner is enrolled for the current and previous teaching periods* The courses in which the learner is enrolled for the current and…

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    Rule or condition
  • Rule ENR091: Records - learner SAC requirements

    Tertiary education organisations must record learner results and report on result information as follows: The main assessment results of courses and/or qualifications for the enrolment period Other relevant academic information, for example scholarships awarded Information required for reporting to the Ministry of Education and the Tertiary Education Commission in the Single Data Return…

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    Rule or condition
  • Rule GAT025: Gateway payment basis

    Funding is payable for the number of eligible learners enrolled in the Gateway programme up to the number of learners agreed in the school's approved Investment Plan.

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    Rule or condition
  • Rule GAT026: Gateway learner eligibility

    To be eligible for Gateway funding learners must be school students enrolled in year 11, 12, or 13+, and be capable of undertaking a structured work placement and attaining credit achievement in the workplace.

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    Rule or condition
  • Rule MOR004: Consequences of failure to remedy breaches

    When a tertiary education organisation (TEO) fails to remedy a compliance breach within the timeframe set by the Tertiary Education Commission (TEC), the TEC may, without limiting its rights under any funding agreements with the TEO, do one or more of the following: Suspend funding for a period that the TEC considers appropriate Recover funds on demand or off set against any funds payable by th…

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    Rule or condition
  • Rule MOR113: Gateway financial accounting - performance monitoring

    The Tertiary Education Commission (TEC) monitors delivery of Gateway provision through: the number of learners individual learning plans acquisition of qualifications, or credits towards them, by learners achievement of employment and further training outcomes by learners participation of Māori and Pacific learners any other matter or aspect of Gateway provision that the TEC reasonably consider…

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    Rule or condition
  • Rule ENR035: Verifying learner identity - whakapapa statements

    A verified copy of a whakapapa statement is acceptable only when a learner cannot obtain a birth certificate. Both the learner and a Kaumatua must sign the whakapapa as evidence of identity and citizenship.

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    Rule or condition